By Caroline Fehl, Maren Vieluf and Sascha Hach
A man removes debris around a residential building in Kyiv, Ukraine. The war in Ukraine exposes the weaknesses of nuclear deterrence. Instead of opting for a nuclear build-up, the West should advocate for ‘no first use’. Credit: WHO/Anastasia Vlasova
This month, the Tenth Review Conference of the Non-Proliferation Treaty (NPT) is taking place in New York (and scheduled to conclude August 26). The meeting of states parties, postponed four times because of the Covid-19 pandemic, had originally been scheduled for April 2020.
With Russia’s war of aggression against Ukraine, the geopolitical context has since deteriorated to the point where progress on nuclear disarmament and non-proliferation seems almost impossible. The war and Russia’s nuclear threats are fostering a renaissance of nuclear deterrence and rearmament and are threatening to deepen pre-existing fissures in the NPT.
To counter the looming erosion of this cornerstone of global arms control, we need to acknowledge the darker side of nuclear deterrence that the war is exposing. Understanding the current situation as a crisis of nuclear deterrence can open up opportunities for de-escalation, disarmament, and arms control – similar to the transformative effects of the Cuban Missile Crisis during the Cold War.
Despite its overall positive track record, the NPT has also been plagued by disputes and crises since it was signed in 1968. These crises have included regional proliferation crises – North Korea and Iran pushed ahead with nuclear armament even though they had ratified the NPT – but also a lack of substantial progress on nuclear disarmament: During the Cold War, especially in the 1980s, nuclear powers expanded their arsenals dramatically.
Although the arsenals were subsequently reduced again, the number of warheads remained very high (currently estimated at 12,705 warheads worldwide). For this reason, the indefinite extension of the original 25-year treaty was almost in danger of collapse in 1995.
Today, all NPT-recognised nuclear weapon states are pursuing comprehensive modernisation programs of their arsenals and developing new delivery systems. China and the United Kingdom are even increasing the number of their warheads.
The growing attractiveness of nuclear weapons
Russia’s war of aggression exacerbates these problems. From the perspective of many Western policymakers and commentators, the events since 24 February demonstrate the reliability of nuclear deterrence. After all, they argue, the West is not directly intervening in Russia’s war. Others doubt the credibility of NATO’s nuclear deterrent and believe its weakness has emboldened Russia’s aggressive behaviour.
At the same time, the war could lead to an aggravation and multiplication of regional proliferation crises. An argument often presented in social networks and media commentary is that Russia’s war of aggression would not have taken place if Ukraine had possessed nuclear weapons.
In fact, after the collapse of the Soviet Union, Ukraine never had the command over the arsenal stationed on its territory. Nevertheless, nuclear weapons have become more attractive to some states in light of the Russian invasion. The breach of the Budapest Memorandum has shaken confidence in negative security guarantees.
Instead of employing its nuclear arsenal to defend or prevent conventional military escalation, Moscow uses nuclear threats to increase the chances of a favourable outcome of the war and to hedge its imperialist aspirations.
For nuclear-weapon states and their allies, the mutual threat of total annihilation serves to prevent wars and thus guarantee peace and security. In the current crisis, however, it is above all the downsides of nuclear deterrence that are becoming visible.
In the war against Ukraine, Russia is taking the nuclear threat to the extreme by deliberately using nuclear weapons to facilitate war: instead of employing its nuclear arsenal to defend or prevent conventional military escalation, Moscow uses nuclear threats to increase the chances of a favourable outcome of the war and to hedge its imperialist aspirations.
This undermines both the UN Charter’s prohibition of the use of force and the right to individual and collective self-defence.
In 1985 and early 2021, the US and Soviet Union and later the Russian presidents declared that a nuclear war cannot be won and must therefore never be fought. However, the understanding of nuclear weapons as a last resort in the event of a nuclear attack has long ceased to be shared by all nuclear powers.
Tactical nuclear weapons and scenarios of ‘limited’ nuclear warfare have long been gaining importance for Russia – but also for the United States. This broadening of nuclear deterrence, as demonstrated by Russia’s threatening posturing, challenges the nuclear taboo that nuclear doctrines are supposed to reinforce.
This reveals a paradox of nuclear deterrence: the more it is used and the broader nuclear threats are framed, the higher the likelihood of a nuclear escalation.
At present, NATO and Russia have a mutual interest in not extending the war beyond Ukraine’s borders. However, if Moscow fears a comprehensive defeat as the war progresses, it could resort to the use of tactical nuclear weapons.
The war on Ukraine exposes the fragility of nuclear deterrence. After all, in the absence of the necessary common understanding of the conditions under which nuclear weapons would be used, their predictability is lost.
Learning from the Cuban Missile Crisis
What does all this mean for the NPT Review Conference? As the 191 NPT member states gather in New York, they will do so in the long shadow cast by the war in faraway Ukraine. And yet, it is also worthwhile for delegates to look back into the past: the ‘Cuban Missile Crisis’ nearly 60 years ago was, like the war on Ukraine, a stress test of nuclear deterrence.
In the fall of 1962, the deployment of Soviet medium-range missiles in Cuba and the subsequent US naval blockade brought the world to the brink of nuclear war. After 13 days, the crisis ended with the withdrawal of Soviet nuclear weapons in return for US concessions (both public and private).
At that time, too, Western analysts and policymakers viewed the crisis and its outcome as evidence that (US) nuclear deterrence was working. Then, too, it was used to justify nuclear arms build-up.
Nevertheless, the Cuban Missile Crisis also became a ‘transformative event’ that was crucial in shaping confidence-building and risk-reduction measures between the two nuclear powers. These included the establishment of direct contacts at the highest military and political levels, as well as dialogues on strategic stability.
At the global level, Russia and the United States cooperated to keep the nuclear order stable, admittedly to their advantage. Examples were the expansion of the role of the International Atomic Energy Agency – and the very NPT whose members are meeting in New York in August 2022.
The war on Ukraine also holds such a transformative potential if the escalation dangers arising from nuclear deterrence are taken seriously. The Biden administrations and NATO’s de-escalating signalling were steps in the right direction.
Also, the use of highest military contact points to avoid misperceptions have thus far helped prevent an unintended expansion or even nuclear escalation of the war so far. These risk reduction efforts need to be further strengthened and consolidated – including within the NPT framework.
The US, France, the UK, and their allies should take the initiative at the Review Conference to strengthen the nuclear taboo. The most convincing step they could take would be a joint declaration to renounce first use, coupled with a legally binding international commitment not to launch nuclear attacks against states that are parties to the NPT and the Treaty on the Prohibition of Nuclear Weapons or a nuclear-weapon-free zone.
Reducing deterrence to a minimum – nuclear defence in the event of a nuclear attack – is necessary to end the risky blurring of deterrence of recent years. Since NATO first-use is likely to be ruled out anyway, a public declaration would not mean a loss of military options. Rather, it would allow the West to forge an anti-nuclear war alliance on a global scale without forcing other states to take sides in the ongoing war.
Other major powers (China, India, Brazil, and South Africa) and numerous non-nuclear-weapon states support a policy of nuclear restraint, but do not want to be drawn into a new East-West conflict. A broad alliance against the use of nuclear weapons could increase pressure on Russia to refrain from further nuclear threats so as not to isolate itself.
At the same time, the Western nuclear-weapon states should restore the confidence in negative security guarantees destroyed by Russia and thus bolster the nuclear non-proliferation regime.
Dr Caroline Fehl is a research associate at the Leibniz Institute Hessian Foundation for Peace and Conflict Research (HSFK) in Frankfurt/Main.
Maren Vieluf is a researcher in the Challenges to Deep Cuts project at the Institute for Peace Research and Security Policy in Berlin.
Sascha Hach is a researcher in the programme area ‘International Security’ at the Leibniz Institute Hessian Foundation for Peace and Conflict Research in Frankfurt and teaches at the University of the Federal Armed Forces in Munich.
Source: International Politics and Society, Bruxelles, Belgium
This post first appeared on IPS News.